Volume 82, Issue 3
Original Article

Causal mediation analysis for stochastic interventions

Iván Díaz

Corresponding Author

E-mail address: ild2005@med.cornell.edu

Weill Cornell Medicine, New York, USA

Address for correspondence: Iván Díaz, Division of Biostatistics, Weill Cornell Medicine, 402 East 67th Street, New York, NY 10063, USA. E‐mail: ild2005@med.cornell.eduSearch for more papers by this author
Nima S. Hejazi

University of California, Berkeley, USA

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First published: 05 February 2020
Citations: 2

Summary

Mediation analysis in causal inference has traditionally focused on binary exposures and deterministic interventions, and a decomposition of the average treatment effect in terms of direct and indirect effects. We present an analogous decomposition of the population intervention effect, defined through stochastic interventions on the exposure. Population intervention effects provide a generalized framework in which a variety of interesting causal contrasts can be defined, including effects for continuous and categorical exposures. We show that identification of direct and indirect effects for the population intervention effect requires weaker assumptions than its average treatment effect counterpart, under the assumption of no mediator–outcome confounders affected by exposure. In particular, identification of direct effects is guaranteed in experiments that randomize the exposure and the mediator. We propose various estimators of the direct and indirect effects, including substitution, reweighted and efficient estimators based on flexible regression techniques, allowing for multivariate mediators. Our efficient estimator is asymptotically linear under a condition requiring n1/4‐consistency of certain regression functions. We perform a simulation study in which we assess the finite sample properties of our proposed estimators. We present the results of an illustrative study where we assess the effect of participation in a sports team on the body mass index among children, using mediators such as exercise habits, daily consumption of snacks and overweight status.

Number of times cited according to CrossRef: 2

  • hal9001: Scalable highly adaptive lasso regression in R, Journal of Open Source Software, 10.21105/joss.02526, 5, 53, (2526), (2020).
  • Efficient nonparametric inference on the effects of stochastic interventions under two‐phase sampling, with applications to vaccine efficacy trials, Biometrics, 10.1111/biom.13375, 0, 0, (2020).